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Vice President - AML Compliance

Job Description

Ref ID: 02944-9501642525

Classification: Account Executive/Staffing Manager

Compensation: $120,000.00 to $130,000.00 per year

Job Description The Vice President ? AML Compliance ('VP of AML') will provide AML compliance support for all aspects of the Prime Brokerage business, which include but are not limited to client on-boarding, enhanced due diligence review, stock deposit documentation review and transaction monitoring. The role supports a high profile regulation and requires interaction with members of the global AML group, corporate compliance, operations and the business to ensure compliance with Enterprise AML mandates and regulatory requirements. Job Requirements Primary duties include for Prime Brokerage customers: ? Provide guidance to operations and the business relating to client on-boarding issues; ? Review customers' enhanced due diligence reports and escalate any concerns to the Head of AML; ? Conduct on-going enhanced due diligence reviews on a timely basis; ? Conduct in-depth review of stocks requested for deposits and provide recommendation accordingly; and ? Monitor customer transactions for unusual activities using both manual and automated solutions; ? Participate in special projects, including assisting with adherence to enterprise-wide global initiatives including global policies and governance; and ? Assist with regulatory and audit requests. Please send all resumes to [Click Here to Email Your Resumé]

Job Requirements

? 4 years college/university Degree; ? Minimum of 5 years BSA/AML experience in the Prime Brokerage space; ? Strong working knowledge of Bank Secrecy, Anti-money Laundering, USA Patriot Act and OFAC regulations; ? Strong regulatory research background and verbal and writing skills; and ? Experience with automated surveillance system Actimize a plus.

Robert Half Finance & Accounting, the world's leader in specialized financial staffing, provides exciting full-time opportunities in the areas of accounting, bookkeeping, finance, audit, taxation and more. We pioneered the professional staffing industry, and we've been successfully matching professionals with employers since 1948. Our proven proprietary processes, along with our relationships in 325 locations worldwide, allow us to provide you unparalleled access to exciting career opportunities. But don't take our word for it. Our company has appeared on Fortune® magazine's list of 'World's Most Admired Companies' since 1998, and 9 out of 10 of our customers would recommend our service to a colleague.

Apply for this job now or contact our nearest office at 844.539.2523 for additional information.

All applicants applying for U.S. job openings must be authorized to work in the United States. All applicants applying for Canadian job openings must be authorized to work in Canada.

© 2018 Robert Half Finance & Accounting. An Equal Opportunity Employer M/F/Disability/Veterans

By clicking 'Apply Now' you are agreeing to Robert Half Terms of Use.

Job Snapshot

Location US-NY-New York
Employment Type Full-Time
Pay Type Year
Pay Rate $120,000.00 - $130,000.00 /Year
Store Type Accounting, Finance
Apply

Company Overview

Robert Half Finance & Accounting U.S

Robert Half Finance & Accounting pioneered specialized financial recruitment in 1948 and today, as a result, is the worldwide leader in the industry. We specialize in placing experienced professionals in areas such as accounting, finance, credit and collections, bookkeeping, payroll and taxation. For six decades, we have developed lasting relationships with the industry- leading companies we serve, giving us access to the best career opportunities for our candidates. Learn More

Contact Information

US-NY-New York
Recruiter
212-835-4916
212-983-5629
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Snapshot
Robert Half Finance & Accounting U.S
Company:
US-NY-New York
Location:
Full-Time
Employment Type:
Year
Pay Type:
$120,000.00 - $130,000.00 /Year
Pay Rate:
Accounting, Finance
Store Type:

Job Description

Ref ID: 02944-9501642525

Classification: Account Executive/Staffing Manager

Compensation: $120,000.00 to $130,000.00 per year

Job Description The Vice President ? AML Compliance ('VP of AML') will provide AML compliance support for all aspects of the Prime Brokerage business, which include but are not limited to client on-boarding, enhanced due diligence review, stock deposit documentation review and transaction monitoring. The role supports a high profile regulation and requires interaction with members of the global AML group, corporate compliance, operations and the business to ensure compliance with Enterprise AML mandates and regulatory requirements. Job Requirements Primary duties include for Prime Brokerage customers: ? Provide guidance to operations and the business relating to client on-boarding issues; ? Review customers' enhanced due diligence reports and escalate any concerns to the Head of AML; ? Conduct on-going enhanced due diligence reviews on a timely basis; ? Conduct in-depth review of stocks requested for deposits and provide recommendation accordingly; and ? Monitor customer transactions for unusual activities using both manual and automated solutions; ? Participate in special projects, including assisting with adherence to enterprise-wide global initiatives including global policies and governance; and ? Assist with regulatory and audit requests. Please send all resumes to [Click Here to Email Your Resumé]

Job Requirements

? 4 years college/university Degree; ? Minimum of 5 years BSA/AML experience in the Prime Brokerage space; ? Strong working knowledge of Bank Secrecy, Anti-money Laundering, USA Patriot Act and OFAC regulations; ? Strong regulatory research background and verbal and writing skills; and ? Experience with automated surveillance system Actimize a plus.

Robert Half Finance & Accounting, the world's leader in specialized financial staffing, provides exciting full-time opportunities in the areas of accounting, bookkeeping, finance, audit, taxation and more. We pioneered the professional staffing industry, and we've been successfully matching professionals with employers since 1948. Our proven proprietary processes, along with our relationships in 325 locations worldwide, allow us to provide you unparalleled access to exciting career opportunities. But don't take our word for it. Our company has appeared on Fortune® magazine's list of 'World's Most Admired Companies' since 1998, and 9 out of 10 of our customers would recommend our service to a colleague.

Apply for this job now or contact our nearest office at 844.539.2523 for additional information.

All applicants applying for U.S. job openings must be authorized to work in the United States. All applicants applying for Canadian job openings must be authorized to work in Canada.

© 2018 Robert Half Finance & Accounting. An Equal Opportunity Employer M/F/Disability/Veterans

By clicking 'Apply Now' you are agreeing to Robert Half Terms of Use.
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Vice President - AML Compliance Apply now