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Compliance Analyst Sr

Colonial Savings

Job Description



The Senior Compliance Analyst is responsible for working with the bank's business units to ensure they develop and maintain adequate controls to comply with applicable state and federal regulations and company policies. This position will report to a Compliance Supervisor and may be involved in a variety of compliance activities including consultation, implementation, training, remediation, testing, monitoring, risk assessment and reporting of compliance issues within the bank.

Responsibilities Include:
  • Perform independent transactional testing of mortgage and deposit products to ensure compliance with applicable federal banking laws and regulations
  • Assist in evaluating the adequacy of the "First Line of Defense" processes within business lines to ensure compliance with all applicable laws and regulations
  • Work with Compliance staff and business unit liaisons to provide compliance consultation where needed
  • Guide and assist business units on regulatory compliance matters
  • Participate in the development and implementation of compliance training to business units
  • Act as the subject matter expert in laws and regulations that impact the bank's business lines
  • Assist in the development and implementation of the Compliance and Fair Lending Risk Assessments
  • Assist in the implementation of the bank's various Compliance programs
  • Develop and maintain effective and positive client relationships
  • Various duties as assigned


Requirements:
  • 5+ years of experience in consumer compliance, including mortgage operations
  • Bachelor's degree in Business Administration or related field is preferred
  • Certified Regulatory Compliance Manager (CRCM) Certification is preferred -or- to be attained within the first year of employment
  • Must be knowledgeable with consumer financial regulations, with an emphasis in mortgage
  • Excellent organizational and analytical skills, demonstrated skills in critical thinking, attention to detail, and problem-solving
  • Requires excellent verbal and written communication skills, and ability to interface effectively with senior management
  • Highly proficient in time management, planning and prioritization
  • Demonstrated experience with process flow and process mapping
  • Proficient in task, time and data management abilities
  • Must be a team player and able to work independently
  • Ability to meet deadlines within strict timeframes
  • Ability to work in a fast paced changing environment
  • Ability to work on and track multiple tasks and priorities
  • Proficient computer skills, Word, Excel, PowerPoint, Visio, and Outlook
  • Must be able to work effectively and efficiently under pressure


This position offers a full range of benefits including Health, Dental, and 401k.

Equal Opportunity Employer

M/F/Disability/Vet.

Member FDIC | Equal Housing Lender | NMLS ID 401285

Job Requirements

 
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Job Snapshot

Location US-TX-Fort Worth
Employment Type Full-Time
Pay Type Hour
Pay Rate N/A
Store Type

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Terms & Conditions
Snapshot
Colonial Savings
Company:
US-TX-Fort Worth
Location:
Full-Time
Employment Type:
Hour
Pay Type:
N/A
Pay Rate:
Store Type:

Job Description



The Senior Compliance Analyst is responsible for working with the bank's business units to ensure they develop and maintain adequate controls to comply with applicable state and federal regulations and company policies. This position will report to a Compliance Supervisor and may be involved in a variety of compliance activities including consultation, implementation, training, remediation, testing, monitoring, risk assessment and reporting of compliance issues within the bank.

Responsibilities Include:
  • Perform independent transactional testing of mortgage and deposit products to ensure compliance with applicable federal banking laws and regulations
  • Assist in evaluating the adequacy of the "First Line of Defense" processes within business lines to ensure compliance with all applicable laws and regulations
  • Work with Compliance staff and business unit liaisons to provide compliance consultation where needed
  • Guide and assist business units on regulatory compliance matters
  • Participate in the development and implementation of compliance training to business units
  • Act as the subject matter expert in laws and regulations that impact the bank's business lines
  • Assist in the development and implementation of the Compliance and Fair Lending Risk Assessments
  • Assist in the implementation of the bank's various Compliance programs
  • Develop and maintain effective and positive client relationships
  • Various duties as assigned


Requirements:
  • 5+ years of experience in consumer compliance, including mortgage operations
  • Bachelor's degree in Business Administration or related field is preferred
  • Certified Regulatory Compliance Manager (CRCM) Certification is preferred -or- to be attained within the first year of employment
  • Must be knowledgeable with consumer financial regulations, with an emphasis in mortgage
  • Excellent organizational and analytical skills, demonstrated skills in critical thinking, attention to detail, and problem-solving
  • Requires excellent verbal and written communication skills, and ability to interface effectively with senior management
  • Highly proficient in time management, planning and prioritization
  • Demonstrated experience with process flow and process mapping
  • Proficient in task, time and data management abilities
  • Must be a team player and able to work independently
  • Ability to meet deadlines within strict timeframes
  • Ability to work in a fast paced changing environment
  • Ability to work on and track multiple tasks and priorities
  • Proficient computer skills, Word, Excel, PowerPoint, Visio, and Outlook
  • Must be able to work effectively and efficiently under pressure


This position offers a full range of benefits including Health, Dental, and 401k.

Equal Opportunity Employer

M/F/Disability/Vet.

Member FDIC | Equal Housing Lender | NMLS ID 401285

Job Requirements

 
Compliance Analyst Sr Apply now