Ref ID: 04120-9501998216
Classification: Auditor - Internal
For our local client, this audit/compliance role is responsible for insuring business managers and process owners understand their responsibilities for operating and financial controls. This is a remote work role in the DFW market, checking into the local Plano client intermittently. This is a contract engagement for 6 to 9 months. Th role will monitor management?s responsibility in achieving and maintaining a sound internal control environment, in accordance with established company policies, and legal requirements, including SOX controls. UDAAP, Credit Card Collections, trust wealth management and commercial banking. Any and or all of these specialties are needed. Maintains visibility of controls execution through periodic reporting and other communications mechanisms when necessary. Collaborate as a resource in evaluating the impact to the control environment associated with business and technology process changes. Assist with the development of standard business policies and procedures. Accountabilities: Responsible for coordinating and leading all aspects of Internal Controls SOX compliance efforts for the assigned business unit/process. Work with the assigned business unit/process leadership to ensure that all required process documentation, including policies and procedures, are complete, accurate, and updated regularly. Review and understand business processes and controls and publish to a standard data base. Monitor compliance with internal controls to ensure they are in accordance with SOX, Operating Policies/Procedures, and Code of Business Conduct. Work the assigned process leadership to ensure all control activities are being executed; test and evaluate to provide reasonable assurance related to the control environment. Coordinate control remediation activities as needed. Identify and recommend preventative control initiatives, and where necessary, proactively explore fraud and misconduct associated with business operations based on the guidance from and collaboration with Internal Audit and Legal. Responsibilities will include both operational and financial control objectives. Support process owners in the development of their policies and procedures. For consideration please email resume to [Click Here to Email Your Resumé] or [Click Here to Email Your Resumé]. Thank you.